Parimal Patel

CCO

Atlanta, GA

Parimal is the Chief Compliance Officer for Bison Wealth and has over 20 years of experience in compliance, trading and operations within the investment management and financial services industries. 

Parimal began his career at NBC Securities in Birmingham, AL where he started in investment operations and later ran the broker dealer’s trading desk responsible for equity and fixed income trading. He later worked at Invesco, a global asset manager with over $1.5 trillion assets under management. Parimal started as a compliance officer supporting the global asset allocation investment strategy and progressed to a director in the compliance department leading a team of 10 compliance professionals supporting Fixed Income and Multi-Asset investment strategies. Parimal has extensive experience in all aspects of compliance including working on complex regulatory change initiatives within investment management, working directly with senior regulators and trade associations. He also led multiple regulatory examinations for the global firm. 

Parimal graduated from the University of Alabama at Birmingham with a B.S. in Finance and earned an MBA from the University of Alabama at Birmingham. He holds the FINRA Series 4, 7, 24, and 65 licenses.